Compliance & Regulations

We maintain the highest standards of regulatory compliance and security.

AML Compliant

KYC Verified

Licensed

Global Standards

Regulatory Framework

Oswap operates under strict regulatory compliance frameworks to ensure the safety and security of our users' funds and data. We adhere to international standards and local regulations in all jurisdictions where we operate.

International Standards

  • • FATF (Financial Action Task Force) guidelines
  • • Basel Committee recommendations
  • • IOSCO principles
  • • ISO 27001 security standards

Regional Compliance

  • • EU GDPR data protection
  • • US FinCEN regulations
  • • UK FCA guidelines
  • • Local jurisdiction requirements

Anti-Money Laundering (AML) & Know Your Customer (KYC)

AML Compliance

We implement comprehensive anti-money laundering procedures to prevent illicit activities:

  • • Transaction monitoring and analysis
  • • Suspicious activity reporting (SAR)
  • • Risk-based customer due diligence
  • • Regular compliance training for staff
  • • Automated screening against sanctions lists
KYC Verification Process

Our multi-tier KYC process ensures user identity verification:

1

Basic Verification

Email and phone verification

2

Identity Verification

Government ID and selfie

3

Enhanced Due Diligence

Source of funds verification

Licenses and Registrations

Current Licenses

Money Services Business

FinCEN Registration

Virtual Asset Service Provider

EU Compliance

Digital Asset License

Multiple Jurisdictions

Compliance Certifications
  • ISO 27001 Information Security
  • SOC 2 Type II Compliance
  • PCI DSS Level 1
  • GDPR Compliance Certification

Security and Risk Management

Technical Security

  • • End-to-end encryption
  • • Multi-signature wallets
  • • Cold storage for funds
  • • Regular security audits
  • • Penetration testing

Operational Security

  • • 24/7 monitoring systems
  • • Incident response procedures
  • • Staff background checks
  • • Access control systems
  • • Regular compliance reviews

Reporting and Transparency

Regular Reporting

We maintain transparent reporting practices with regulatory authorities:

  • • Monthly transaction reports to FinCEN
  • • Quarterly compliance assessments
  • • Annual independent audits
  • • Real-time suspicious activity reporting
Public Transparency

Available Reports

  • • Annual compliance report
  • • Security audit results
  • • Financial statements
  • • Incident disclosure reports

Contact Information

compliance@getoswap.com

Response within 24 hours

For compliance inquiries or to report suspicious activities, please contact our compliance team.